Earth Summit II
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Chapter 3. C. Means of implementation
Financial resources and mechanisms
76. Financial resources and mechanisms play a key role in the implementation of Agenda
21. In general, the financing for the implementation of Agenda 21 will come from a
country's own public and private sectors. For developing countries, official development
assistance is a main source of external funding, and substantial new and additional
funding for sustainable development and the implementation of Agenda 21 will be required.
Hence, all financial commitments of Agenda 21, particularly those contained in chapter 33,
and the provisions with regard to new and additional resources that are both adequate and
predictable need to be urgently fulfilled. Renewed efforts are essential to ensure that
all sources of funding contribute to economic growth, social development and environmental
protection in the context of sustainable development and the implementation of Agenda 21.
77. For developing countries, particularly those in Africa and the least developed
countries, official development assistance remains a main source of external funding; it
is essential for the prompt and effective implementation of Agenda 21 and cannot generally
be replaced by private capital flows. Developed countries should therefore fulfil the
commitments undertaken to reach the accepted United Nations target of 0.7 per cent of
gross national product as soon as possible. In this context the present downward trend in
the ratio of official development assistance to gross national product causes concern.
Intensified efforts should be made to reverse this trend, taking into account the need for
improving the quality and effectiveness of official development assistance. In the spirit
of global partnership, the underlying factors that have led to this decrease should be
addressed by all countries. Strategies should be worked out for increasing donor support
for aid programmes and revitalizing the commitments that donors made at the United Nations
Conference on Environment and Development. Some countries already meet or exceed the 0.7
per cent agreed target. Official financial flows to developing countries, particularly the
least developed countries, remain an essential element of the partnership embodied in
Agenda 21. Official development assistance plays a significant role, inter alia, in
capacity-building, infrastructure, combating poverty and environmental protection in
developing countries, and a crucial role in the least developed countries. Official
development assistance can play an important complementary and catalytic role in promoting
economic growth and may, in some cases, play a catalytic role in encouraging private
investment and, where appropriate, all aspects of country-driven capacity-building and
strengthening.
78. Funding by multilateral financial institutions through their concessional
mechanisms is also essential to developing countries in their efforts to fully implement
the sustainable development objectives contained in Agenda 21. Such institutions should
continue to respond to the development needs and priorities of developing countries.
Developed countries should urgently meet their commitments under the eleventh
replenishment of the International Development Association.
79. Continued and full donor commitment to adequate, sustained and predictable funding
for Global Environment Facility operations is important for developing countries so that
global environmental benefits can be further achieved. Donor countries are urged to engage
in providing new and additional resources, with a view to equitable burden-sharing,
through the satisfactory replenishment of the Facility, which makes available grant and
concessional funding designed to achieve global environmental benefits, thereby promoting
sustainable development. Consideration should be given to further exploring the
flexibility of the existing mandate of the Facility in supporting activities to achieve
global environmental benefits. With regard to the project cycle, further efforts should be
made to continue streamlining the decision-making process in order to maintain an
effective and efficient, as well as transparent, participatory and democratic framework.
The Global Environment Facility, when acting as the operating entity of the financial
mechanism of the United Nations Framework Convention on Climate Change and the Convention
on Biological Diversity, should continue to operate in conformity with those Conventions
and promote their implementation. The Facility implementing agencies, the United Nations
Development Programme, the United Nations Environment Programme and the World Bank, should
strengthen, as appropriate and in accordance with their respective mandates, their
cooperation at all levels, including the field level.
80. The efficiency, effectiveness and impact of the operational activities of the
United Nations system must be enhanced by, inter alia, a substantial increase in their
funding on a predictable, continuous and assured basis, commensurate with the increasing
needs of developing countries, as well as through the full implementation of General
Assembly resolutions 47/199 of 22 December 1992 and 48/162 of 20 December 1993. There is a
need for a substantial increase in resources for operational activities for development on
a predictable, continuous and assured basis, commensurate with the increasing needs of
developing countries.
81. Private capital is a major tool for achieving economic growth in a growing number
of developing countries. Higher levels of foreign private investment should be mobilized
given its mounting importance. To stimulate higher levels of private investment,
Governments should aim at ensuring macroeconomic stability, open trade and investment
policies, and well-functioning legal and financial systems. Further studies should be
undertaken, including studies on the design of an appropriate environment, at both the
national and international levels, for facilitating foreign private investment, in
particular foreign direct investment flows to developing countries, and enhancing its
contribution to sustainable development. To ensure that such investments are supportive of
sustainable development objectives, it is essential that the national Governments of both
investor and recipient countries provide appropriate regulatory frameworks and incentives
for private investment. Therefore further work should be undertaken on the design of
appropriate policies and measures aimed at promoting long-term investment flows to
developing countries for activities that increase their productive capability, and at
reducing the volatility of these flows. Official development assistance donors and
multilateral development banks are encouraged to strengthen their commitment to supporting
investment in developing countries in a manner that jointly promotes economic growth,
social development and environmental protection.
82. The external debt problem continues to hamper the efforts of developing countries
to achieve sustainable development. To resolve the remaining debt problems of the heavily
indebted poor countries, creditor and debtor countries and international financial
institutions should continue their efforts to find effective, equitable,
development-oriented and durable solutions to the debt problem, including debt relief in
the form of debt rescheduling, debt reduction, debt swaps and, as appropriate, debt
cancellation, as well as grants and concessional flows that will help restore
creditworthiness. The joint World Bank/International Monetary Fund Heavily Indebted Poor
Countries Debt Initiative supported by the Paris Club creditor countries is an important
development to reduce the multilateral debt problem. Implementation of the Initiative
requires additional financial resources from both bilateral and multilateral creditors
without affecting the support required for the development activities of developing
countries.
83. A fuller understanding of the impact of indebtedness on the pursuit of sustainable
development by developing countries is needed. To this end, the United Nations
Secretariat, the World Bank and the International Monetary Fund are invited to collaborate
with the United Nations Conference on Trade and Development in further considering the
interrelationship between indebtedness and sustainable development for developing
countries.
84. While international cooperation is very important in assisting developing countries
in their development efforts, in general financing for the implementation of Agenda 21
will come from countries' own public and private sectors. Policies for promoting domestic
resource mobilization, including credit, could encompass sound macroeconomic reforms,
including fiscal and monetary policy reforms, review and reform of existing subsidies, and
the promotion of personal savings and access to credit, especially micro-credit, in
particular for women. Such policies should be decided by each country, taking into account
its own characteristics and capabilities and different levels of development, especially
as reflected in national sustainable development strategies, where they exist.
85. There is a need for making existing subsidies more transparent in order to increase
public awareness of their actual economic, social and environmental impact, and for
reforming or, where appropriate, removing them. Further national and international
research in that area should be promoted in order to assist Governments in identifying and
considering phasing-out subsidies that have market distorting, and socially and
environmentally damaging impacts. Subsidy reductions should take full account of the
specific conditions and the different levels of development of individual countries and
should consider potentially regressive impacts, particularly on developing countries. In
addition, it would be desirable to use international cooperation and coordination to
promote the reduction of subsidies where these have important implications for
competitiveness.
86. In order to reduce the barriers to the expanded use of economic instruments,
Governments and international organizations should collect and share information on their
use and introduce pilot schemes that would, inter alia, demonstrate how to make the best
use of them while avoiding adverse effects on competitiveness and the terms of trade of
all countries, particularly developing countries, and on marginalized and vulnerable
sectors of society. When introducing economic instruments that raise the cost of economic
activities for households and small and medium-sized enterprises, Governments should
consider gradual phase-ins, public education programmes and targeted technical assistance
as strategies for reducing distributional impacts. Various studies and practical
experience in a number of countries, in particular developed countries, indicate that the
appropriate use of relevant economic instruments may help generate positive possibilities
for shifting consumer and producer behaviour to more sustainable directions in those
countries. There is, however, a need to conduct further studies and test practical
experience in more countries, taking into account country-specific conditions and the
acceptability, legitimacy, equity, efficiency and effectiveness of such economic
instruments.
87. Innovative financial mechanisms are currently under discussion in international and
national forums but have not yet fully evolved conceptually. The Secretary-General is to
submit a report concerning innovative financing mechanisms to the Economic and Social
Council at its substantive session of 1997. In view of the widespread interest in those
mechanisms, appropriate organizations, including the United Nations Conference on Trade
and Development, the World Bank and the International Monetary Fund, are invited to
consider conducting forward-looking studies of concerted action on such mechanisms and to
share them with the Commission on Sustainable Development, other relevant
intergovernmental organizations and non-governmental organizations. In this regard,
innovative funding should complement official development assistance, not replace it. New
initiatives for cooperative implementation of environment and development objectives under
mutually beneficial incentive structures should be further explored.
Transfer of environmentally sound technologies
88. The availability of scientific and technological information and access to and
transfer of environmentally sound technologies are essential requirements for sustainable
development. There is an urgent need for developing countries to acquire greater access to
environmentally sound technologies if they are to meet the obligations agreed at the
United Nations Conference on Environment and Development and in the relevant international
conventions. The ability of developing countries to participate in, benefit from and
contribute to rapid advances in science and technology can significantly influence their
development. This calls for the urgent fulfilment of all the Conference commitments
concerning concrete measures for the transfer of environmentally sound technologies to
developing countries. The international community should promote, facilitate and finance,
as appropriate, access to and transfer of environmentally sound technologies and the
corresponding know-how, in particular to developing countries, on favourable terms,
including concessional and preferential terms, as mutually agreed, taking into account the
need to protect intellectual property rights as well as the special needs of developing
countries for the implementation of Agenda 21. Current forms of cooperation involving the
public and private sectors of developing and developed countries should be built upon and
expanded. In this context, it is important to identify barriers and restrictions to the
transfer of publicly and privately owned environmentally sound technologies, with a view
to reducing such constraints while creating specific incentives, fiscal and otherwise, for
the transfer of such technologies. Progress in the fulfilment of all the provisions
contained in chapter 34 of Agenda 21 should be reviewed regularly as part of the
multi-year work programme of the Commission on Sustainable Development.
89. Technology transfer and the development of the human and institutional capacity to
adapt, absorb and disseminate technologies, as well as to generate technical knowledge and
innovations, are part of the same process and must be given equal importance. Governments
have an important role to play in providing, inter alia, research and development
institutions with incentives to promote and contribute to the development of institutional
and human capacities.
90. Much of the most advanced environmentally sound technology is developed and held by
the private sector. The creation of an enabling environment, on the part of both developed
and developing countries, including supportive economic and fiscal measures, as well as a
practical system of environmental regulations and compliance mechanisms, can help to
stimulate private sector investment in and transfer of environmentally sound technology to
developing countries. New ways of financial intermediation for the financing of
environmentally sound technologies, such as "green credit lines", should be
examined. Further efforts should be made by Governments and international development
institutions to facilitate the transfer of privately owned technology on concessional
terms, as mutually agreed, to developing countries, especially the least developed
countries.
91. A proportion of technology is held or owned by Governments and public institutions
or results from publicly funded research and development activities. The Government's
control and influence over the technological knowledge produced in publicly funded
research and development institutions open up the potential for the generation of publicly
owned technologies that could be made accessible to developing countries, and could be an
important means for Governments to catalyse private sector technology transfer. Proposals
for the further study of the options with respect to those technologies and publicly
funded research and development activities are to be welcomed.
92. Governments should create a legal and policy framework that is conducive to
technology-related private sector investments and long-term sustainable development
objectives. Governments and international development institutions should continue to play
a key role in establishing public-private partnerships, within and between developed and
developing countries and countries with economies in transition. Such partnerships are
essential for linking the advantages of the private sector - access to finance and
technology, managerial efficiency, entrepreneurial experience and engineering expertise -
with the capacity of Governments to create a policy environment that is conducive to
technology-related private sector investments and long-term sustainable development
objectives.
93. The creation of centres for the transfer of technology at various levels, including
the regional level, could greatly contribute to achieving the objective of transfer of
environmentally sound technologies to developing countries. For this purpose, existing
United Nations bodies, including, as appropriate, the Commission on Science and Technology
for Development, the United Nations Conference on Trade and Development, the United
Nations Industrial Development Organization, the United Nations Environment Programme and
the regional commissions, should cooperate and mechanisms be used, such as technical
cooperation among developing countries and economic cooperation among developing
countries.
94. Governments and international development institutions can also play an important
role in bringing together companies from developed and developing countries and countries
with economies in transition so that they can create sustainable and mutually beneficial
business linkages. Incentives should be provided to stimulate the building of joint
ventures between small and medium-sized enterprises of developed and developing countries
and countries with economies in transition, and cleaner production programmes in public
and private companies should be supported.
95. Governments of developing countries should take appropriate measures to strengthen
South-South cooperation for technology transfer and capacity-building. Such measures could
include the networking of existing national information systems and sources on
environmentally sound technologies, and the networking of national cleaner production
centres, as well as the establishment of sector-specific regional centres for technology
transfer and capacity-building. Interested donor countries and international organizations
should further assist developing countries in those efforts through, inter alia,
supporting trilateral arrangements and contributing to the United Nations Voluntary Trust
Fund for South-South Cooperation.
96. Attention must also be given to technology needs assessment as a tool for
Governments in identifying a portfolio for technology transfer projects and
capacity-building activities to be undertaken to facilitate and accelerate the
development, adoption and dissemination of environmentally sound technologies in
particular sectors of the national economy. It is also important for Governments to
promote the integration of environmental technology assessment with technology needs
assessment as an important tool for evaluating environmentally sound technologies and the
organizational, managerial and human resource systems related to the proper use of those
technologies.
97. There is a need to further explore and enhance the potential of global electronic
information and telecommunication networks. This would enable countries to choose among
the available technological options that are most appropriate to their needs. In this
respect, the international community should assist developing countries in enhancing their
capacities.
Capacity-building
98. Renewed commitment and support from the international community is essential to
support national efforts for capacity-building in developing countries and countries with
economies in transition.
99. The United Nations Development Programme, inter alia, through its Capacity 21
programme, should give priority attention to building capacity for the elaboration of
sustainable development strategies based on participatory approaches. In this context,
developing countries should be assisted, particularly in the areas of the design,
implementation and evaluation of programmes and projects.
100. Capacity-building efforts should pay particular attention to the needs of women in
order to ensure that their skills and experience are fully used in decision-making at all
levels. The special needs, culture, traditions and expertise of indigenous people must be
recognized. International financial institutions should continue to give high priority to
funding capacity-building for sustainable development in developing countries and
countries with economies in transition. Special attention should also be given to
strengthening the ability of developing countries to absorb and generate technologies.
International cooperation needs to be strengthened to promote the endogenous capacity of
developing countries to utilize scientific and technological developments from abroad and
to adapt them to local conditions. The role of the private sector in capacity-building
should be further promoted and enhanced. South-South cooperation in capacity-building
should be further supported through "triangular" cooperative arrangements. Both
developed and developing countries, in cooperation with relevant international
institutions, need to strengthen their efforts to develop and implement strategies for
more effective sharing of environmental expertise and data.
Science
101. Public and private investment in science, education and training, and research and
development should be increased significantly, with emphasis on the need to ensure equal
access to opportunities for girls and women.
102. International consensus-building is facilitated by the availability of
authoritative scientific evidence. There is a need for further scientific cooperation,
especially across disciplines, in order to verify and strengthen scientific evidence and
make it accessible to developing countries. This evidence is important for assessing
environmental conditions and changes. Steps should also be taken by Governments, academia,
and scientific institutions to improve access to scientific information related to the
environment and sustainable development. The promotion of existing regional and global
networks may be useful for this purpose.
103. Increasing efforts to build and strengthen scientific and technological capacity
in developing countries is an extremely important objective. Multilateral and bilateral
donor agencies and Governments, as well as specific funding mechanisms, should continue to
enhance their support for developing countries. Attention should also be given to
countries with economies in transition.
104. The international community should also actively collaborate in promoting
innovations in information and communication technologies for the purpose of reducing
environmental impacts, inter alia, by taking approaches to technology transfer and
cooperation that are based on user needs.
Education and awareness
105. Education increases human welfare, and is a decisive factor in enabling people to
become productive and responsible members of society. A fundamental prerequisite for
sustainable development is an adequately financed and effective educational system at all
levels, particularly the primary and secondary levels, that is accessible to all and that
augments both human capacity and well-being. The core themes of education for
sustainability include lifelong learning, interdisciplinary education, partnerships,
multicultural education and empowerment. Priority should be given to ensuring women's and
girls' full and equal access to all levels of education and training. Special attention
should also be paid to the training of teachers, youth leaders and other educators.
Education should also be seen as a means of empowering youth and vulnerable and
marginalized groups, including those in rural areas, through intergenerational
partnerships and peer education. Even in countries with strong education systems, there is
a need to reorient education, awareness and training so as to promote widespread public
understanding, critical analysis and support for sustainable development. Education for a
sustainable future should engage a wide spectrum of institutions and sectors, including
but not limited to business/industry, international organizations, youth, professional
organizations, non-governmental organizations, higher education, government, educators and
foundations, to address the concepts and issues of sustainable development, as embodied
throughout Agenda 21, and should include the preparation of sustainable development
education plans and programmes, as emphasized in the work programme of the Commission on
Sustainable Development on the subject adopted in 1996. 39/ The concept of education for a
sustainable future will be further developed by the United Nations Educational, Scientific
and Cultural Organization, in cooperation with others.
106. It is necessary to support and strengthen universities and other academic centres
in promoting cooperation among them, particularly cooperation between those of developing
countries and those of developed countries.
International legal instruments and the Rio Declaration on Environment and
Development
107. The implementation and application of the principles contained in the Rio
Declaration on Environment and Development should be the subject of regular assessment and
reporting to the Commission on Sustainable Development by the Secretariat in collaboration
with the United Nations Environment Programme, in particular.
108. Access to information and broad public participation in decision-making are
fundamental to sustainable development. Further efforts are required to promote, in the
light of country-specific conditions, the integration of environment and development
policies, through appropriate legal and regulatory policies, instruments and enforcement
mechanisms at the national, state, provincial and local levels. At the national level,
each individual should have appropriate access to information concerning the environment
that is held by public authorities, including information on hazardous materials and
activities in the communities, and the opportunity to participate in decision-making
processes. Governments and legislators, with the support, where appropriate, of competent
international organizations, should establish judicial and administrative procedures for
legal redress and remedy of actions affecting environment and development that may be
unlawful or infringe on rights under the law, and should provide access to individuals,
groups and organizations with a recognized legal interest. Access should be provided to
effective judicial and administrative channels for affected individuals and groups to
ensure that all authorities, both national and local, and other civil organizations remain
accountable for their actions in accordance with their obligations, at the appropriate
levels for the country concerned, taking into account the judicial and administrative
systems of the country concerned.
109. Taking into account the provisions of chapter 39, particularly paragraph 39.1, of
Agenda 21, it is necessary to continue the progressive development and, as and when
appropriate, codification of international law related to sustainable development.
Relevant bodies in which such tasks are being undertaken should cooperate and coordinate
in this regard.
110. Implementation of and compliance with commitments made under international
treaties and other instruments in the field of the environment remain a priority.
Implementation can be promoted by secure, sustained and predictable financial support,
sufficient institutional capacity, human resources and adequate access to technology.
Cooperation on implementation between States on mutually agreed terms may help reduce
potential sources of conflict between States. In this context, States should further study
and consider methods to broaden and make more effective the range of techniques available
at present, taking into account relevant experience under existing agreements and, where
appropriate, modalities for dispute avoidance and settlement, in accordance with the
Charter of the United Nations. It is also important to further improve reporting and
data-collection systems and to further develop appropriate compliance mechanisms and
procedures, on a mutually agreed basis, to help and encourage States to fulfil all their
obligations, including means of implementation, under multilateral environmental
agreements. Developing countries should be assisted to develop these tools according to
country-specific conditions.
Information and tools for measuring progress
111. The further development of cost-effective tools for collecting and disseminating
information for decision makers at all levels through strengthened data collection,
including, as appropriate, gender-disaggregated data and information that makes visible
the unremunerated work of women for use in programme planning and implementation,
compilation and analysis is urgently needed. In this context, emphasis will be placed on
support for national and international scientific and technological data centres with
appropriate electronic communication links between them.
112. A supportive environment needs to be established to enhance national capacities
and capabilities for information collection, processing and dissemination, especially in
developing countries, to facilitate public access to information on global environmental
issues through appropriate means, including high-tech information and communication
infrastructure related to the global environment, in the light of country-specific
conditions, using, where available, such tools as geographic information systems and video
transmission technology, including global mapping. In this regard, international
cooperation is essential.
113. Environmental impact assessments are an important national tool for sustainable
development. In accordance with Principle 17 of the Rio Declaration on Environment and
Development, environmental impact assessments should be undertaken for proposed activities
that are likely to have a significant adverse impact on the environment and are subject to
a decision of a competent national authority; where appropriate, they should be made
available early in the project cycle.
114. The work programme of the Commission on Sustainable Development on indicators of
sustainable development should result in a practicable and agreed set of indicators,
suited to country-specific conditions, including a limited number of aggregated
indicators, to be used at the national level, on a voluntary basis, by the year 2000. Such
indicators of sustainable development, including, where appropriate, and subject to
nationally specific conditions, sector-specific ones, should play an important role in
monitoring progress towards sustainable development at the national level and in
facilitating national reporting, as appropriate.
115. National reports on the implementation of Agenda 21 have proved to be a valuable
means of sharing information at the international and regional levels and, even more
important, of providing a focus for the coordination of issues related to sustainable
development at the national level within individual countries. National reporting should
continue (see also para. 133 (b) and (c) below).
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